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Keith Griffin

Keith Griffin
Keith Griffin
Chief Compliance Officer
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Keith joined ProCourse in 2016 as its Chief Compliance Officer. He brings over a decade of experience in securities compliance and regulatory matters to the firm. Keith is a frequent presenter at securities law and compliance seminars and enjoys following the ever-changing regulatory landscape.

A graduate of Indiana University (undergraduate and law school), Keith has focused his entire career on securities related matters, including litigation, compliance, enforcement and regulation. After serving as an Enforcement Attorney with the Indiana Securities Division, he went into private law practice. In 2009 he opened his own firm handling securities matters exclusively.

About Keith:

Keith resides in Carmel, Indiana with his wife and four children. In his spare time he plays and coaches soccer and enjoys spending time with his family at the lake and traveling.